Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Wayne Brooks is an active investment advisor representative with Osaic Wealth, Inc. Mark has been in the securities industry since September 13, 1983, and has been registered with Osaic Wealth, Inc. since June 14, 2024. Mark has previously worked with Securities America, Inc., Investors Security Company, Inc., Sammons Securities Company, LLC, Walnut Street Securities, Inc., North American Management, Inc., and First American National Securities, Inc. Mark has offices located in Hampton, VA, and Forest, VA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
06/14/2024 - Present
Osaic Wealth, Inc. (HAMPTON VA)
VA
12/07/2012 - 06/14/2024
SECURITIES AMERICA, INC. (Forest VA)
VA
01/05/2010 - 12/07/2012
INVESTORS SECURITY COMPANY, INC. (LYNCHBURG VA)
VA
02/09/2002 - 11/24/2009
SAMMONS SECURITIES COMPANY, LLC (LYNCHBURG VA)
CA
06/01/1996 - 02/09/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
SD
06/16/1992 - 06/01/1996
NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)
GA
07/08/1983 - 05/19/1992
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
IA
Issued 10/16/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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