Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Spiers is a registered representative with Keybanc Capital Markets Inc. Mark has been working in the securities industry since 2004. Mark has a Series 6, Series 52, and Series 63 license, along with the SIE exam. Mark has been with Keybanc Capital Markets Inc. since 2017. Mark is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/21/2023 - Present
Keybanc Capital Markets Inc. (Albany NY)
NY
05/19/2017 - 06/20/2023
KEYBANC CAPITAL MARKETS INC. (Albany NY)
NY
09/02/2004 - 07/21/2006
M&T SECURITIES, INC. (ALBANY NY)
BC
Issued 06/06/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2017
Series 52 - Municipal Securities Representative Examination
BC
Issued 09/01/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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