Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Lamb is a financial advisor with LPL Financial LLC, a firm that manages over $50 billion in assets. Mark has been in the financial industry for over 30 years, and holds multiple licenses including Series 65, Series 63, and SIE. Mark's experience includes providing financial planning, portfolio management and consulting services to clients, including individuals, families, businesses, and charitable organizations. Prior to joining LPL Financial LLC, Mark was with Financial West Group and Western International Securities Inc. He has a branch office location in Redwood City, California and also serves clients in San Diego, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/12/2024 - Present
LPL Financial LLC (Redwood City CA)
CA
06/25/2008 - 08/30/2017
FINANCIAL WEST GROUP (SAN FRANCISCO CA)
CA
06/11/2002 - 07/15/2008
THE SHEMANO GROUP, INC. (SAN FRANCISCO CA)
NY
03/09/2002 - 06/19/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
06/01/2001 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
CA
10/28/1997 - 06/22/2001
WELLS FARGO VAN KASPER, LLC (SAN FRANCISCO CA)
NJ
01/28/1995 - 10/28/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
02/07/1994 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
11/19/1990 - 03/04/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
01/27/1989 - 12/04/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/24/1985 - 02/08/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 11/19/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 12/23/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 12/13/1985
Series 5 - Interest Rate Options Examination
Active
Inactive
Not sure Mark Lamb is the right advisor for you? Invested Better is here to help.
