Unclaimed
Mark Warren Johnson is a registered investment advisor representative with Thrivent Investment Management Inc. Mark has been in the securities industry since 2017. Mark holds Series 7, Series 63, and Series 66 securities licenses and is registered in the following states: Arizona, Colorado, Kansas, Maryland, Minnesota, North Dakota, Ohio, Tennessee, Texas, and Utah. Mark specializes in providing financial planning and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
06/22/2020 - Present
Thrivent Investment Management Inc. (LAKEWOOD CO)
BOTH
Issued 07/27/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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