Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Wambolt is an investment advisor at Foreside Fund Services, LLC based in Boston, MA. Mark has been in the securities industry since 2007, holding several licenses and registrations. Mark has worked at Foreside Fund Services, LLC since 2021. Prior to that, Mark was an investment advisor at NORTHERN LIGHTS DISTRIBUTORS, LLC in ELKHORN, NE from 2019 to 2021 and at NATIXIS DISTRIBUTION, L.P. in BOSTON, MA from 2007 to 2019. Mark is registered with the Securities and Exchange Commission (SEC) and is a licensed investment advisor in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
11/01/2021 - Present
Foreside Fund Services, LLC (Boston MA)
NE
08/07/2019 - 10/29/2021
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
MA
06/19/2007 - 03/19/2019
NATIXIS DISTRIBUTION, L.P. (BOSTON MA)
IA
Issued 03/29/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2016
Series 31 - Futures Managed Funds Examination
BC
Issued 09/02/2009
Series 7 - General Securities Representative Examination
BC
Issued 06/18/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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