Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Walter Wells is a financial advisor with over 24 years of experience in the industry. Mark is currently registered with Morgan Stanley and holds Series 6, 7 and 66 licenses. Previously, Mark was employed with NATIONAL SECURITIES CORPORATION, PRIME CAPITAL SERVICES, INC. and SIGNATOR INVESTORS, INC. In addition to being a registered representative, Mark is also an Investment Advisor Representative. Mark has worked with a variety of clients, including individuals, corporations, high-net-worth individuals, insurance companies, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/08/2020 - Present
Morgan Stanley (Boca Raton FL)
FL
11/22/2013 - 03/27/2014
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
05/11/2001 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (BOCA RATON FL)
MA
05/14/1998 - 04/30/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 07/11/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/11/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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