Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Walter Swistak is a financial advisor with Northwestern Mutual Investment Services, LLC. Mark has been in the financial services industry since 1987. He has a Series 6 and Series 63 license. He is registered with the state of Connecticut and Rhode Island. Mark previously worked at Robert W. Baird & Co. Incorporated, Signator Investors, Inc., John Hancock Mutual Life Insurance Company and G. R. Phelps & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
RI
04/27/2000 - Present
Northwestern Mutual Investment Services, LLC (PROVIDENCE RI)
WI
04/27/2000 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
MA
06/10/1992 - 03/30/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
06/10/1992 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NA
12/24/1991 - 06/12/1992
G. R. PHELPS & CO., INC.
NA
10/18/1985 - 12/31/1989
G. R. PHELPS & CO., INC.
BC
Issued 11/12/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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