Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Chapman is a financial advisor with Raymond James Financial Services Advisors, Inc. Mark has been in the industry since July 2008 and is registered in Alabama and Texas. Mark has worked at Raymond James Financial Services Advisors, Inc. since September 2013, having previously worked at Sterne, Agee & Leach, Inc. Mark is a member of the Scottsboro Commercial Development Authority Board and owns several businesses including Chapman Storage, LLC, Cornerstone Investment Holdings, LLC, and Downey Capital Holdings, LLC. Mark offers a variety of services including financial planning, pension consulting, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AL
10/14/2021 - Present
Raymond James Financial Services Advisors, Inc. (SCOTTSBORO AL)
AL
06/24/2008 - 07/29/2013
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
BOTH
Issued 12/28/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/26/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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