Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Smiley is a financial advisor at Park Avenue Securities LLC, with 36 years of experience in the financial services industry. Mark has extensive experience in various aspects of financial planning, portfolio management, and investment advisory services. Mark is registered in 24 states, offering investment advisory services to a diverse client base, including individuals, families, corporations, charitable organizations, and retirement plans. Mark is also a licensed insurance agent, providing a comprehensive range of financial solutions to meet clients' needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MA
10/16/2024 - Present
Park Avenue Securities LLC (NORTHBOROUGH MA)
NY
10/05/1994 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
03/12/1992 - 10/24/1994
NEW ENGLAND SECURITIES (NEW YORK NY)
PA
05/28/1991 - 03/12/1992
PENN MUTUAL EQUITY SERVICES, INC. (HORSHAM PA)
MN
12/07/1989 - 06/03/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/07/1989 - 06/03/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
02/17/1988 - 12/13/1989
SCUDDER FUND DISTRIBUTORS, INC. (NEW YORK NY)
IA
Issued 12/01/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
BC
Issued 02/16/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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