Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Vincent Ruby is a financial advisor at Raymond James Financial Services Advisors, Inc. Mark is a registered representative with 15 years of experience in the financial services industry. Mark has been with Raymond James Financial Services Advisors, Inc. since October 2022. Previously, Mark worked at UBS FINANCIAL SERVICES INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Mark holds Series 7, 9, 10, 66 and SIE licenses. Mark specializes in providing financial advice to individuals, families, and businesses. Mark is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OH
11/02/2022 - Present
Raymond James Financial Services Advisors, Inc. (Akron OH)
OH
08/24/2012 - 11/21/2022
UBS FINANCIAL SERVICES INC. (AKRON OH)
OH
01/02/2007 - 08/28/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MEDINA OH)
BOTH
Issued 02/09/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/19/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/05/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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