Unclaimed
Mark Powell is a financial advisor at Edward Jones, a firm that provides a range of financial services, including financial planning and portfolio management. Mark has been in the industry since 2009. Mark has a diverse background, having held previous positions at Waddell & Reed, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Mark has passed the Series 6, Series 7, Series 63, and Series 66 exams, and holds registrations in Alabama, California, Florida, Georgia, Louisiana, Minnesota, North Carolina, Oklahoma, South Carolina, Tennessee, Texas, and Washington. Mark's experience and qualifications demonstrate his commitment to providing high-quality financial guidance to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AL
02/20/2019 - Present
Edward Jones (HUNTSVILLE AL)
LA
10/05/2009 - 07/18/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAFAYETTE LA)
LA
10/15/2008 - 02/12/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAFAYETTE LA)
NA
03/31/1993 - 12/31/1993
WADDELL & REED, INC.
NA
02/25/1993 - 03/17/1993
WADDELL & REED, INC.
BOTH
Issued 11/14/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2018
Series 7 - General Securities Representative Examination
BC
Issued 02/22/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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