Unclaimed
Mark Victor Nabell is a financial advisor at Cetera Investment Advisers LLC, a firm with approximately $104.5 billion in regulatory assets under management. Mark has been in the financial services industry since January 18, 1991 and has been registered with Cetera since September 2013. Mark has a diverse range of experience and provides financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
03/21/2024 - Present
Cetera Investment Advisers LLC (WILMINGTON NC)
NC
06/07/2004 - 09/05/2013
FIRST CITIZENS INVESTOR SERVICES, INC. (WILMINGTON NC)
NC
07/16/2004 - 04/01/2009
IRONSTONE SECURITIES, INC. (WILMINGTON NC)
CA
11/07/2002 - 06/04/2004
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MA
03/20/2001 - 11/19/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
OH
01/26/2000 - 03/28/2001
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
NC
01/01/1998 - 10/20/1999
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
11/13/1992 - 03/20/1996
UCB INVESTOR SERVICES, INC. (WHITEVILLE NC)
MA
01/23/1990 - 11/30/1992
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MN
11/23/1988 - 12/16/1989
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/23/1988 - 12/16/1989
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 1/30/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 8/31/2004
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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