Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Lacerenza is a financial professional with over 16 years of experience in the financial services industry. Mark currently works as a registered representative at SG Americas Securities, LLC. Mark has a broad range of experience, having previously worked at firms such as NATIXIS SECURITIES AMERICAS LLC, BARCLAYS CAPITAL INC., ACCESS SECURITIES, LLC, MORGAN STANLEY & CO. INCORPORATED, and MORGAN STANLEY DW INC. Mark holds a variety of licenses and certifications including Series 7, 31, 55, 79, SIE, 57TO and Series 66, and Series 24. Mark is registered to provide securities services in all states and has a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/28/2020 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
11/28/2017 - 02/05/2020
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
07/07/2010 - 12/15/2017
BARCLAYS CAPITAL INC. (NEW YORK NY)
CT
05/29/2008 - 06/28/2010
ACCESS SECURITIES, LLC (STAMFORD CT)
CT
04/02/2007 - 05/22/2008
MORGAN STANLEY & CO. INCORPORATED (GREENWICH CT)
CT
02/01/2006 - 04/02/2007
MORGAN STANLEY DW INC. (GREENWICH CT)
BOTH
Issued 02/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/20/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/14/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/01/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 01/31/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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