Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Victor Catalano is a financial advisor registered in Connecticut with Santander US Capital Markets LLC. Mark has been in the industry since March 12, 1995 and has held positions at several firms including Deutsche Bank Securities Inc., J.P. Morgan Securities Inc., Investment Advisors & Consultants, Inc., and First Ohio Securities Company. Mark holds the Series 63, SIE, Series 7, and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/23/2012 - Present
Santander US Capital Markets LLC (STAMFORD CT)
NY
12/05/2008 - 07/20/2010
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
05/01/2001 - 10/18/2007
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/16/1993 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NJ
05/10/1991 - 11/19/1991
INVESTMENT ADVISORS & CONSULTANTS, INC. (WEST LONG BRANCH NJ)
NA
09/19/1989 - 04/02/1990
FIRST OHIO SECURITIES COMPANY
BC
Issued 05/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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