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Mark Vernon Casper

Capstone Partners

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About Mark Vernon Casper

Mark Vernon Casper is a financial professional with over seven years of experience in the industry. Mark is a Series 24 and 27 licensed principal, and has passed the Series 79TO, SIE, and Series 99TO exams. Mark is currently registered with Capstone Partners in Denver, Colorado. Previously, Mark was employed with HEADWATERS BD, LLC in Denver, Colorado.

Firm Information

Mark Casper is currently registered with Capstone Partners. Capstone Partners is a Limited Liability Company formed on April 8, 2004. The firm is registered with the SEC and in 15 states including Arizona, California, Colorado, Florida, Idaho, Illinois, Louisiana, Massachusetts, Michigan, New York, Ohio, Oregon, Pennsylvania, Texas, and Virginia.

Not reported

Assets Under Management

Not reported

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Casper’s Registration & Firm History

CO

02/14/2018 - Present

Capstone Partners (Denver CO)

CO

07/26/2016 - 03/04/2019

HEADWATERS BD, LLC (DENVER CO)

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Licenses & Designations

BC

Issued 11/04/2023

Series 24 - General Securities Principal Examination

BC

Issued 07/26/2016

Series 27 - Financial and Operations Principal Examination

BC

Issued 06/29/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/17/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Vernon Casper.
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