Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Ventresco is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Mark has been in the financial services industry since November 8, 1993. Mark's office is located in Henderson, Nevada. Mark also holds registrations in California and Texas, as well as a Series 65 license. Mark has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since June 2013, previously working with Crowell, Weedon & Co., Wedbush Morgan Securities Inc., Charles Schwab & Co., Inc., and UBS PaineWebber Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
09/09/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HENDERSON NV)
CA
04/05/2007 - 06/20/2013
CROWELL, WEEDON & CO. (EL SEGUNDO CA)
CA
01/07/2005 - 04/05/2007
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
TX
05/20/2003 - 08/25/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NJ
08/19/1999 - 02/14/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
03/26/1993 - 08/24/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 06/05/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/21/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2017
Series 3 - National Commodity Futures Examination
BC
Issued 11/02/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 03/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mark Ventresco is the right advisor for you? Invested Better is here to help.
