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Mark Valentine Gardner

Ameriprise Financial Services, LLC

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About Mark Valentine Gardner

Mark Valentine Gardner has been in the financial services industry since September 1989. Mark currently works with Ameriprise Financial Services, LLC and has previously worked for a number of other firms including NATIONAL PLANNING CORPORATION, ROYAL ALLIANCE ASSOCIATES, INC., WASHINGTON SQUARE SECURITIES, INC., NEW ENGLAND SECURITIES, and JOHN HANCOCK DISTRIBUTORS, INC. Mark is registered with the states of Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kentucky, Maine, Maryland, Michigan, Minnesota, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Washington, Wisconsin, and Wyoming, and has Series 6, 7, 24, 63, and 65 licenses. Mark is also licensed in Florida, Michigan and Texas for Investment Advisor Representative activities. Mark has received several industry designations and is specialized in asset allocation, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Mark has experience in a number of areas including trusts and estates, insurance companies, charitable organizations, high net worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high net worth. Mark is also licensed as an insurance broker for a number of firms including aig american general, ny life, west coast life, Athene Operating subsidiary's, Penn Mutual, midland life, and Pacific Life.

Firm Information

Mark Gardner is currently registered with Ameriprise Financial Services, LLC. Ameriprise Financial Services, LLC is a Limited Liability Company formed in 1971 and headquartered in Minneapolis, Minnesota. The firm offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Ameriprise has a significant presence in the United States, with a network of over 11,000 licensed agents and investment advisor representatives. The firm manages over $479 billion in assets for a diverse range of clients, including high-net-worth individuals, corporations, and pension plans.
Ameriprise Financial Services, LLC

707 2ND AVENUE SOUTH

MINNEAPOLIS, MN 55402

$479.79B

Assets Under Management

140,938

Total Clients

13,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation services

Asset allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Gardner’s Registration & Firm History

MI

11/09/2012 - Present

Ameriprise Financial Services, LLC (Bloomfield Hills MI)

MI

06/11/2007 - 11/13/2012

NATIONAL PLANNING CORPORATION (NOVI MI)

MI

04/04/2005 - 06/18/2007

ROYAL ALLIANCE ASSOCIATES, INC. (NOVI MI)

CA

05/30/2003 - 04/05/2005

NATIONAL PLANNING CORPORATION (LOS ANGELES CA)

CT

07/13/1995 - 06/02/2003

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

NY

08/09/1991 - 07/13/1995

NEW ENGLAND SECURITIES (NEW YORK NY)

MA

09/11/1989 - 08/07/1991

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

09/11/1989 - 08/07/1991

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

IA

Issued 01/05/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/15/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/13/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/1999

Series 7 - General Securities Representative Examination

BC

Issued 09/08/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Valentine Gardner.
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