Unclaimed
Mark Valentine Gardner has been in the financial services industry since September 1989. Mark currently works with Ameriprise Financial Services, LLC and has previously worked for a number of other firms including NATIONAL PLANNING CORPORATION, ROYAL ALLIANCE ASSOCIATES, INC., WASHINGTON SQUARE SECURITIES, INC., NEW ENGLAND SECURITIES, and JOHN HANCOCK DISTRIBUTORS, INC. Mark is registered with the states of Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kentucky, Maine, Maryland, Michigan, Minnesota, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Washington, Wisconsin, and Wyoming, and has Series 6, 7, 24, 63, and 65 licenses. Mark is also licensed in Florida, Michigan and Texas for Investment Advisor Representative activities. Mark has received several industry designations and is specialized in asset allocation, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Mark has experience in a number of areas including trusts and estates, insurance companies, charitable organizations, high net worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high net worth. Mark is also licensed as an insurance broker for a number of firms including aig american general, ny life, west coast life, Athene Operating subsidiary's, Penn Mutual, midland life, and Pacific Life.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
11/09/2012 - Present
Ameriprise Financial Services, LLC (Bloomfield Hills MI)
MI
06/11/2007 - 11/13/2012
NATIONAL PLANNING CORPORATION (NOVI MI)
MI
04/04/2005 - 06/18/2007
ROYAL ALLIANCE ASSOCIATES, INC. (NOVI MI)
CA
05/30/2003 - 04/05/2005
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
CT
07/13/1995 - 06/02/2003
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NY
08/09/1991 - 07/13/1995
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
09/11/1989 - 08/07/1991
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
09/11/1989 - 08/07/1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 01/05/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/08/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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