Unclaimed
Mark Tray Jones is a financial advisor with over 30 years of experience in the industry. Mark has been registered with Cetera Advisor Networks LLC since 2015. Prior to that, Mark worked with VOYA FINANCIAL ADVISORS, INC., WOODBURY FINANCIAL SERVICES, INC., WASHINGTON SQUARE SECURITIES, INC., and RELIASTAR FINANCIAL MARKETING CORP.. Mark is licensed to sell securities in Alabama, California, Florida, North Carolina, South Carolina, Tennessee, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
01/12/2015 - Present
Cetera Advisor Networks LLC (JACKSONVILLE NC)
NC
09/28/2011 - 11/06/2014
VOYA FINANCIAL ADVISORS, INC. (JACKSONVILLE NC)
NC
11/01/2002 - 08/22/2011
WOODBURY FINANCIAL SERVICES, INC. (JACKSONVILLE NC)
CT
10/01/1995 - 11/05/2002
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
WA
04/21/1988 - 10/01/1995
RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)
IA
Issued 06/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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