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Mark Tray Jones

Cetera Advisor Networks LLC

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About Mark Tray Jones

Mark Tray Jones is a financial advisor with over 30 years of experience in the industry. Mark has been registered with Cetera Advisor Networks LLC since 2015. Prior to that, Mark worked with VOYA FINANCIAL ADVISORS, INC., WOODBURY FINANCIAL SERVICES, INC., WASHINGTON SQUARE SECURITIES, INC., and RELIASTAR FINANCIAL MARKETING CORP.. Mark is licensed to sell securities in Alabama, California, Florida, North Carolina, South Carolina, Tennessee, and Virginia.

Firm Information

Mark Jones is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Jones’s Registration & Firm History

NC

01/12/2015 - Present

Cetera Advisor Networks LLC (JACKSONVILLE NC)

NC

09/28/2011 - 11/06/2014

VOYA FINANCIAL ADVISORS, INC. (JACKSONVILLE NC)

NC

11/01/2002 - 08/22/2011

WOODBURY FINANCIAL SERVICES, INC. (JACKSONVILLE NC)

CT

10/01/1995 - 11/05/2002

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

WA

04/21/1988 - 10/01/1995

RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)

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Licenses & Designations

IA

Issued 06/07/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/13/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Tray Jones.
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