Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Timothy Rehms is a financial advisor with over 30 years of experience in the financial services industry. Mark is currently registered with J.p. Morgan Securities LLC in Newport Beach, California. Prior to joining J.p. Morgan Securities LLC, Mark was with Morgan Stanley, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley DW Inc. Mark holds Series 3, 6, 7, 9, 10, 63, and 66 licenses and is also registered as an Investment Advisor Representative (IAR) in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
09/21/2018 - Present
J.p. Morgan Securities LLC (NEWPORT BEACH CA)
CA
06/01/2009 - 09/24/2018
MORGAN STANLEY (NEWPORT BEACH CA)
CA
02/11/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEWPORT BEACH CA)
CA
03/27/2009 - 04/07/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
NY
07/12/1990 - 02/03/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IL
03/22/1990 - 06/08/1990
RODMAN & RENSHAW INC. (CHICAGO IL)
NJ
04/11/1989 - 02/28/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
09/08/1987 - 04/27/1989
SHEARSON LEHMAN HUTTON INC.
NA
06/15/1987 - 08/08/1987
BEAR, STEARNS & CO. INC.
NA
02/17/1987 - 07/20/1987
ALLIED CAPITAL GROUP, INC.
NA
07/16/1986 - 02/20/1987
DUNHILL INVESTMENTS LTD.
NA
08/15/1984 - 03/03/1986
EDWARD D. JONES & CO., L.P.
NA
02/07/1984 - 08/08/1984
FIRST INVESTORS CORPORATION
BOTH
Issued 01/23/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/10/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1990
Series 3 - National Commodity Futures Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
BC
Issued 02/06/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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