Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Thornton Little is a financial advisor registered in the United States with 21 years of experience in the securities industry. Mark Little is currently affiliated with Fidelity Personal and Workplace Advisors. Mark Little is also a registered investment advisor (IA) in North Carolina and Texas. Mark Little has Series 63, 65, 7, 9, 10, and 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
NC
01/01/2008 - 08/03/2009
FIDELITY BROKERAGE SERVICES LLC (CARY NC)
NC
08/18/2006 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CARY NC)
TX
04/22/2006 - 05/23/2006
TD AMERITRADE, INC. (FORT WORTH TX)
TX
01/03/2002 - 04/22/2006
AMERITRADE, INC. (FORT WORTH TX)
NE
09/28/2000 - 12/31/2001
AMERITRADE (BELLEVUE NE)
IA
Issued 02/09/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/10/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/26/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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