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Mark Thomas Richman

Belle Haven Investments, LP

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About Mark Thomas Richman

Mark Thomas Richman is a financial professional with over 30 years of experience in the financial services industry. Mark is currently registered with Belle Haven Investments, LP and has been with the firm since September 2018. Prior to joining Belle Haven Investments, LP, Mark was with Piper Jaffray & Co. for over 20 years. Mark holds the Series 63, Series 7, and SIE licenses. Mark specializes in providing portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles.

Firm Information

Mark Richman is currently registered with Belle Haven Investments, LP. Belle Haven Investments, LP is a partnership formed in 2001 and headquartered in RYE BROOK, NY. The firm provides portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles. With over $17.6 billion in regulatory assets under management, Belle Haven Investments manages accounts for a diverse range of clients, including high-net-worth individuals, corporations, charitable organizations, insurance companies, and state or municipal government entities. The firm is registered with the SEC and in 34 states.
Belle Haven Investments, LP

800 WESTCHESTER AVENUE

RYE BROOK, NY 10573-1301

$17.67B

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Richman’s Registration & Firm History

NY

09/10/2018 - Present

Belle Haven Investments, LP (RYE BROOK NY)

MN

09/08/1997 - 07/09/2018

PIPER JAFFRAY & CO. (MINNEAPOLIS MN)

NA

02/01/1988 - 08/26/1997

DAIN BOSWORTH INCORPORATED

MN

03/25/1987 - 03/01/1988

WESTONKA INVESTMENTS, INC. (MINNETONKA MN)

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Licenses & Designations

BC

Issued 04/02/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Thomas Richman.
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