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Mark Thomas Neely

SRS Capital Advisors, LLC

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About Mark Thomas Neely

Mark Thomas Neely is an investment advisor representative with SRS Capital Advisors, LLC in Denver, CO. Mark has been in the securities industry since 1987 and has a wide range of experience. Mark is a CERTIFIED FINANCIAL PLANNER™ professional and a CHARTERED FINANCIAL CONSULTANT®. Mark's previous employers include Equitable Advisors, LLC and Quest Capital Strategies, Inc. Mark is registered with the state of Colorado and has passed the Series 63, Series 65, Series 7, Series 24, and Series 53 exams.

Firm Information

Mark Neely is currently registered with SRS Capital Advisors, LLC. SRS Capital Advisors, LLC is an investment advisor with a main office in Denver, CO. The firm has 25 licensed agents and 38 investment adviser representatives. SRS Capital Advisors, LLC manages approximately $2.81 billion in assets and provides advisory services to a variety of clients including high-net-worth individuals, corporations, charitable organizations, and pension plans. They offer financial planning, portfolio management for individuals, and publication of periodicals, among other services.
SRS Capital Advisors, LLC

730 17TH STREET

DENVER, CO 80202

$2.81B

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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seminars

Seminars

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Neely’s Registration & Firm History

CO

12/09/2024 - Present

SRS Capital Advisors, LLC (DENVER CO)

CO

06/23/1988 - 06/02/2021

EQUITABLE ADVISORS, LLC (LAKEWOOD CO)

NY

06/28/1988 - 01/05/2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

NA

12/22/1987 - 10/25/1988

QUEST CAPITAL STRATEGIES, INC.

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Licenses & Designations

IA

Issued 02/28/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/09/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/19/2024

Series 24 - General Securities Principal Examination

BC

Issued 03/19/2024

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/19/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Mark Thomas Neely. Review regulatory record here.
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