Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Thomas Morgan is a financial advisor with over 27 years of experience in the industry. Mark is currently registered with Osaic Advisory Services, LLC, and has held previous positions with Triad Advisors LLC, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley, and Citigroup Global Markets Inc. Mark holds a Series 7, Series 10, Series 31, and Series 63 license, and has passed the SIE and Series 66 exams. Mark specializes in providing financial planning, portfolio management, and pension consulting services to individuals, corporations, high-net-worth clients, pension and profit-sharing plans, and charitable organizations. Mark has a strong commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
11/20/2020 - Present
Osaic Advisory Services, LLC (ATLANTA GA)
GA
11/13/2020 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
TX
10/04/2013 - 11/19/2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SOUTHLAKE TX)
TX
06/01/2009 - 10/15/2013
MORGAN STANLEY (SOUTHLAKE TX)
TX
04/06/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SOUTHLAKE TX)
NY
04/24/1995 - 04/10/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 12/27/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/11/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 04/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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