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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Thomas Monninger is an Investment Advisor Representative with LPL Financial LLC, a broker-dealer and investment advisor. Mark has been in the financial services industry since 1994 and is registered with the state of Maryland. Mark has several years of experience working with various financial institutions. Mark works with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Mark's expertise is in providing financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MD
03/31/2021 - Present
LPL Financial LLC (ROCKVILLE MD)
MD
12/02/2005 - 09/08/2009
MUTUAL SERVICE CORPORATION (ROCKVILLE MD)
MD
02/02/2005 - 12/13/2005
FSC SECURITIES CORPORATION (ROCKVILLE MD)
IN
05/02/2002 - 02/03/2005
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
MA
12/12/2001 - 05/06/2002
MUTUAL SERVICE CORPORATION (BOSTON MA)
NY
04/12/1999 - 02/22/2002
NYLIFE SECURITIES INC. (NEW YORK NY)
IN
06/29/1998 - 04/12/1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IN
06/26/1998 - 04/12/1999
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
NY
09/05/1996 - 07/08/1998
MONY SECURITIES CORP. (NEW YORK NY)
NJ
02/22/1994 - 09/09/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 03/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/18/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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