Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Miner is a financial professional with over 14 years of experience in the financial services industry. Mark has a strong background in providing financial advice and investment management services to a wide range of clients. Mark is currently a registered representative with Robert W. Baird & Co. Inc., a leading financial services firm with a commitment to providing high-quality investment advice and solutions. Mark is also a registered investment advisor, which allows him to provide more comprehensive financial planning services. In addition to his experience, Mark holds several professional licenses and certifications, including the Series 7, 6, 63, and 65 exams, which demonstrate his knowledge and expertise in the financial services industry. Mark is committed to providing personalized financial advice and working closely with clients to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
VA
11/02/2020 - Present
Robert W. Baird & Co. Inc. (Lynchburg VA)
VA
11/28/2017 - 10/27/2020
MML INVESTORS SERVICES, LLC (FOREST VA)
PA
06/30/2011 - 09/26/2013
LPL FINANCIAL LLC (PHILADELPHIA PA)
NJ
08/16/2010 - 05/18/2011
COMMONWEALTH FINANCIAL NETWORK (LINWOOD NJ)
PA
01/23/2008 - 07/13/2010
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 02/09/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/27/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/16/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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