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Mark Thomas McGannon

Sound Capital Solutions LLC

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About Mark Thomas McGannon

Mark McGannon is a financial advisor who has been working in the industry since 1992. He is currently registered with Sound Capital Solutions LLC and previously worked for firms such as JANUS HENDERSON DISTRIBUTORS and Amerprise Financial Services, Inc. Mark holds a number of professional licenses, including Series 7, Series 63, Series 65, Series 24 and Series 26. Mark specializes in portfolio management for investment companies and has over $45 million in assets under management. He is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Mark McGannon is currently registered with Sound Capital Solutions LLC. Sound Capital Solutions LLC is an investment advisor registered with the SEC. They provide portfolio management services to investment companies and have approximately $45.45 million in regulatory assets under management. The firm is headquartered in the United States and has a website at http://www.soundcapitalsolutions.com.

$45.45M

Assets Under Management

2

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark McGannon’s Registration & Firm History

IL

01/11/2024 - Present

Sound Capital Solutions LLC (CHICAGO IL)

IL

07/26/2007 - 04/12/2019

JANUS HENDERSON DISTRIBUTORS (SAINT CHARLES IL)

MN

06/04/2002 - 08/25/2005

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

06/04/2002 - 08/25/2005

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

AZ

06/22/2001 - 02/12/2002

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

IL

02/12/1999 - 08/01/2000

JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)

NA

08/19/1992 - 01/25/1999

VAN KAMPEN FUNDS INC.

TX

09/17/1987 - 01/25/1999

VAN KAMPEN FUNDS INC. (HOUSTON TX)

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Licenses & Designations

IA

Issued 06/28/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/16/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Thomas McGannon.
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