Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark McGannon is a financial advisor who has been working in the industry since 1992. He is currently registered with Sound Capital Solutions LLC and previously worked for firms such as JANUS HENDERSON DISTRIBUTORS and Amerprise Financial Services, Inc. Mark holds a number of professional licenses, including Series 7, Series 63, Series 65, Series 24 and Series 26. Mark specializes in portfolio management for investment companies and has over $45 million in assets under management. He is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
01/11/2024 - Present
Sound Capital Solutions LLC (CHICAGO IL)
IL
07/26/2007 - 04/12/2019
JANUS HENDERSON DISTRIBUTORS (SAINT CHARLES IL)
MN
06/04/2002 - 08/25/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
06/04/2002 - 08/25/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
AZ
06/22/2001 - 02/12/2002
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IL
02/12/1999 - 08/01/2000
JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)
NA
08/19/1992 - 01/25/1999
VAN KAMPEN FUNDS INC.
TX
09/17/1987 - 01/25/1999
VAN KAMPEN FUNDS INC. (HOUSTON TX)
IA
Issued 06/28/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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