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Mark Thomas McEntee

Fidelity Brokerage Services LLC

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About Mark Thomas McEntee

Mark McEntee is a financial professional with over 35 years of experience in the industry. Mark is currently registered with Fidelity Brokerage Services LLC and has held previous positions with FHN Financial Securities Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Securities LLC. Mark is a registered principal in multiple states and holds the Series 7, 24, 52, 53, and 63 licenses. Mark is committed to providing personalized financial guidance to individuals and families.

Firm Information

Mark McEntee is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark McEntee’s Registration & Firm History

RI

06/17/2024 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

NY

11/05/2012 - 01/23/2023

FHN FINANCIAL SECURITIES CORP. (SYOSSET NY)

NY

11/01/2010 - 08/09/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

06/07/2005 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

02/13/2009 - 03/11/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

02/19/1987 - 06/02/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

02/21/1985 - 05/05/1986

SHEARSON LEHMAN BROTHERS INC.

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Licenses & Designations

BC

Issued 03/26/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/16/2016

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/03/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mark Thomas McEntee.
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