Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Lydon is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Mark has been in the industry since 1999 and is currently registered in New Jersey, Pennsylvania and Texas. Mark has a broad range of experience in the financial services industry, including experience with Vanguard Marketing Corporation. Mark has Series 6, 7 and 66 securities licenses, and also holds the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
11/20/2007 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WAYNE PA)
PA
03/02/1999 - 12/02/2003
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 4/5/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/5/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/10/2004
Series 7 - General Securities Representative Examination
BC
Issued 3/1/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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