Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Thomas Lindee is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Mark has been in the industry since October 1983 and has a long history of experience with firms like Barclays Capital Inc., Wells Fargo Advisors, LLC, Citigroup Global Markets Inc., Schroder & Co. Inc., Lehman Brothers Inc., Morgan Stanley & Co., Incorporated, and Kidder, Peabody & Co. Incorporated. Mark holds several licenses including Series 3, Series 7, Series 63, and Series 65. Mark provides financial planning, portfolio management for individuals and businesses, as well as investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/02/2023 - Present
Wells Fargo Clearing Services, LLC (LOS ANGELES CA)
CA
01/20/2012 - 06/13/2012
BARCLAYS CAPITAL INC. (LOS ANGELES CA)
CA
11/11/2005 - 01/23/2012
WELLS FARGO ADVISORS, LLC (LOS ANGELES CA)
NY
05/27/2000 - 11/25/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/14/1998 - 05/27/2000
SCHRODER & CO. INC. (NEW YORK NY)
NY
10/17/1997 - 12/15/1998
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/11/1989 - 10/27/1997
SCHRODER & CO. INC. (NEW YORK NY)
NY
02/01/1988 - 07/25/1989
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NA
10/19/1983 - 02/11/1988
KIDDER, PEABODY & CO. INCORPORATED
IA
Issued 12/06/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/1984
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mark Lindee is the right advisor for you? Invested Better is here to help.
