Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Lasswell is a financial advisor with over 30 years of experience in the industry. Mark currently holds registrations with Riversource Distributors, Inc., American Enterprise Investment Services Inc., and Ameriprise Financial Services, LLC. Mark has worked for several other firms in the past including Securities America, Inc., Wells Fargo Advisors, LLC, Wells Fargo Securities, LLC, Wells Fargo Institutional Securities, LLC, Wells Fargo Brokerage Services, L.L.C., Pruco Securities Corporation, and Norwest Investment Services, Inc. Mark is a licensed Series 63 and Series 65 advisor and holds Series 4, 7, 14, 24, 27, 52TO, 53, 99TO and SIE licenses. Mark is registered in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
03/11/2019 - Present
Riversource Distributors, Inc. (Minneapolis MN)
NE
01/21/2014 - 08/27/2018
SECURITIES AMERICA, INC. (LAVISTA NE)
MO
02/02/2012 - 01/21/2014
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
NC
11/23/2011 - 01/13/2012
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
MN
11/06/2009 - 12/23/2009
WELLS FARGO SECURITIES, LLC (MINNEAPOLIS MN)
MN
03/30/2001 - 12/23/2009
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (MINNEAPOLIS MN)
MN
05/09/2000 - 11/06/2009
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
NJ
12/18/1998 - 04/27/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MN
04/05/1991 - 11/10/1998
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
IA
Issued 05/02/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/01/1996
Series 4 - Registered Options Principal Examination
BC
Issued 07/15/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/08/1993
Series 24 - General Securities Principal Examination
BC
Issued 04/03/1991
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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