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Mark Thomas Krodel

Capital Client Group, Inc.

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About Mark Thomas Krodel

Mark Krodel is an investment advisor representative at Capital Client Group, Inc., a firm based in Los Angeles, California. Mark has been working in the financial services industry since 2007 and has a wide range of experience. He holds a Series 6, 7, 24, 63, and 65 license. He has a current registration in Indiana as an investment advisor representative. Prior to joining Capital Client Group, Inc., Mark was employed at J.P. Morgan Securities LLC. Mark’s primary responsibility is providing investment advice to clients.

Firm Information

Mark Krodel is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Mark Krodel’s Registration & Firm History

IN

06/14/2016 - Present

Capital Client Group, Inc. (CARMEL IN)

IN

02/04/2015 - 03/11/2015

J.P. MORGAN SECURITIES LLC (CARMEL IN)

IN

10/01/2012 - 12/31/2013

J.P. MORGAN SECURITIES LLC (INDIANAPOLIS IN)

IN

03/28/2007 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (INDIANAPOLIS IN)

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Licenses & Designations

IA

Issued 06/14/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/04/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/15/2024

Series 24 - General Securities Principal Examination

BC

Issued 07/11/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Thomas Krodel.
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