Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Thomas Filla is an investment advisor representative registered with Ameriprise Financial Services, LLC. Mark has been in the financial services industry for over 20 years and has held positions at several firms, including Morgan Stanley. Mark is a Series 66, Series 7 and Series 31 licensed representative and holds several state licenses. Mark also serves as a Board Member for Filla, a Milwaukee-based firm. Mark offers a wide range of investment services, including financial planning, asset allocation services, pension consulting, and educational seminars. He works with individuals, families, and businesses to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
10/07/2016 - Present
Ameriprise Financial Services, LLC (Mequon WI)
WI
06/01/2009 - 10/21/2016
MORGAN STANLEY (MEQUON WI)
WI
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MEQUON WI)
WI
10/12/2001 - 04/02/2007
MORGAN STANLEY DW INC. (MEQUON WI)
BOTH
Issued 11/01/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 10/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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