Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Thomas Ealy is a financial advisor with Independent Financial Group, LLC. Mark has been working in the financial industry since 2002 and has a wide range of experience in the financial industry. Mark is registered with the state of Texas and California and has a Series 66 and Series 7. Mark specializes in providing financial planning services, investment advisory services and pension consulting services to individuals, corporations and other businesses. Mark is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/25/2018 - Present
Independent Financial Group, LLC (CARLSBAD CA)
CA
10/01/2003 - 06/04/2009
WOODBURY FINANCIAL SERVICES, INC. (CARLSBAD CA)
MO
07/10/2002 - 08/27/2003
EDWARD JONES (ST. LOUIS MO)
NA
08/07/1990 - 01/16/1991
EQUICO SECURITIES, INC.
NA
08/07/1990 - 01/16/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BOTH
Issued 10/18/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/06/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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