Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Duffy is a financial advisor with Osaic FA, Inc., based in Fair Haven, New Jersey. Mark has been working in the financial industry since June 1998. Mark's professional experience includes working for Cetera Advisors LLC, Triad Advisors, Inc., United Planners' Financial Services of America A Limited Partner, Park Avenue Securities LLC, NYLIFE Securities Inc., Signator Investors, Inc., and John Hancock Mutual Life Insurance Company. Mark holds the Series 6 and SIE securities licenses. Mark is registered in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services provided on a limited basis.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
11/02/2015 - Present
Osaic FA, Inc. (FAIR HAVEN NJ)
NJ
02/18/2014 - 11/04/2015
CETERA ADVISORS LLC (MANASQUAN NJ)
NJ
07/03/2007 - 12/31/2012
TRIAD ADVISORS, INC. (MANASQUAN NJ)
NJ
02/25/2005 - 07/05/2007
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (MANASQUAN NJ)
NY
09/12/2001 - 03/09/2005
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
07/22/1999 - 03/13/2001
NYLIFE SECURITIES INC. (NEW YORK NY)
MA
09/24/1996 - 06/01/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
09/24/1996 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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