Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Defeo is a financial advisor at Raymond James Financial Services Advisors, Inc. Mark has been in the financial services industry since 1999 and has a broad range of experience serving individual and institutional clients. Mark holds Series 6, 7, 66, and SIE licenses and is registered in Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WA
02/20/2024 - Present
Raymond James Financial Services Advisors, Inc. (Tacoma WA)
WA
03/01/2023 - 10/18/2023
CETERA INVESTMENT SERVICES LLC (SEATTLE WA)
WA
03/09/2020 - 03/01/2023
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC (SEATTLE WA)
WA
06/23/2017 - 02/21/2020
U.S. BANCORP INVESTMENTS, INC. (SEATTLE WA)
WA
10/23/2009 - 08/11/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)
WA
09/30/2009 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SEATTLE WA)
WA
07/12/1999 - 03/26/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SEATTLE WA)
CA
07/01/1998 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
WA
03/05/1998 - 07/01/1998
SEAFIRST INVESTMENT SERVICES, INC. (SEATTLE WA)
BOTH
Issued 03/06/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/01/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/04/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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