Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Szwagulinski is a financial advisor with over 25 years of experience in the industry. Mark is currently registered with TD Private Client Wealth LLC and holds a Series 7, Series 24, Series 63, and Series 66 licenses. Mark's professional experience includes previous roles with E*TRADE Securities LLC, Morgan Stanley, and Financial Northeastern Securities, Inc. Mark provides a range of services including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/06/2025 - Present
TD Private Client Wealth LLC (Ramsey NJ)
NJ
04/13/2007 - 08/21/2023
E*TRADE SECURITIES LLC (MORRISTOWN NJ)
NJ
03/20/2023 - 08/17/2023
MORGAN STANLEY (Morristown NJ)
NJ
10/15/1998 - 05/24/2004
FINANCIAL NORTHEASTERN SECURITIES, INC. (FAIRFIELD NJ)
PA
05/01/1996 - 10/14/1998
SUMMIT FINANCIAL SERVICES GROUP, INC. (BETHLEHEM PA)
NA
03/01/1993 - 05/01/1996
UJB DISCOUNT BROKERAGE CO.
NA
03/13/1992 - 10/09/1992
SOUTH RICHMOND SECURITIES, INC.
BOTH
Issued 09/09/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/1998
Series 4 - Registered Options Principal Examination
BC
Issued 01/05/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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