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Mark Sweeney

Stonex Financial Inc.

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About Mark Sweeney

Mark Sweeney is a financial professional with over 30 years of experience in the industry. Mark is currently registered with Stonex Financial Inc. and is a Series 7, Series 52TO, and SIE licensed professional. Mark is a registered representative in California, Florida, Illinois, Massachusetts, and New York. Mark has previously held positions at The Williams Capital Group, L.P., KeyBanc Capital Markets Inc., Jackson Securities LLC, Greenwich Partners, LLC, Shearson Lehman Hutton Inc., and E. F. Hutton & Company Inc.

Firm Information

Mark Sweeney is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Sweeney’s Registration & Firm History

NY

12/03/2019 - Present

Stonex Financial Inc. (NEW YORK NY)

NY

08/20/2019 - 11/01/2019

THE WILLIAMS CAPITAL GROUP, L.P. (NEW YORK NY)

NY

05/21/2012 - 03/07/2019

KEYBANC CAPITAL MARKETS INC. (New York NY)

CT

11/14/2000 - 05/23/2012

JACKSON SECURITIES LLC (STAMFORD CT)

CT

01/31/1990 - 10/05/2000

GREENWICH PARTNERS, LLC (STAMFORD CT)

NY

05/14/1988 - 06/14/1989

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NA

08/19/1986 - 05/14/1988

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 06/11/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mark Sweeney.
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