Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Sutton is a financial advisor at LPL Financial LLC, based in Lakeland, Florida. Mark has been in the financial services industry since 2017. Mark has Series 6, 7, 66, and 99TO securities licenses and holds registrations in Arizona, Florida, Illinois, Kentucky, New Jersey, Ohio, Pennsylvania, Texas, Utah, and Wisconsin. Prior to joining LPL Financial LLC, Mark worked for Ameriprise Financial Services, LLC and J.P. Morgan Securities LLC. Mark is also the owner and manager of Andrew Logans Confections LLC, a bakery/dessert company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
08/17/2023 - Present
LPL Financial LLC (LAKELAND FL)
FL
11/19/2018 - 07/28/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Lakeland FL)
FL
03/24/2017 - 07/26/2018
J.P. MORGAN SECURITIES LLC (LAKELAND FL)
BOTH
Issued 04/03/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/2023
Series 99TO - Operations Professional Examination
BC
Issued 11/28/2018
Series 7TO - General Securities Representative Examination
BC
Issued 07/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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