Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Stuart Doroff is a financial advisor with over 39 years of experience in the financial services industry. Mark is currently registered with SPC and has been with them since August 2017. Previously, Mark was registered with Summit Brokerage Services, Inc. from September 2016 to August 2017 and VSR Financial Services, Inc. from April 1986 to September 2016. Mark is also an independently licensed insurance agent appointed with various insurance companies. Mark offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals. Mark specializes in working with high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
IL
08/08/2017 - Present
SPC (Northbrook IL)
IL
09/01/2016 - 08/09/2017
SUMMIT BROKERAGE SERVICES, INC. (NORTHBROOK IL)
IL
04/01/1986 - 09/01/2016
VSR FINANCIAL SERVICES, INC. (NORTHBROOK IL)
NA
07/21/1983 - 04/08/1986
MILLER & SCHROEDER FINANCIAL, INC.
IA
Issued 01/15/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
BC
Issued 07/01/1983
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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