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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Stone is an investment advisor representative and financial advisor at Empower Advisory Group, LLC in Greenwood Village, Colorado. Mark has over 15 years of experience in the financial services industry and holds Series 63, 65 and 66 licenses. Mark specializes in providing financial planning and investment management services to individuals, high-net-worth individuals, pension and profit sharing plans, state or municipal government entities, charitable organizations and corporations or other businesses. Mark was previously with GWFS Equities, Inc. and J.P. Morgan Institutional Investments Inc. Mark is registered with the state of Colorado and Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
10/26/2015 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CO
09/02/2014 - 09/02/2015
GWFS EQUITIES, INC. (ENGLEWOOD CO)
CO
10/11/2011 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)
CA
07/19/2010 - 06/24/2011
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
NY
04/26/2005 - 06/21/2006
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
MN
12/16/2003 - 04/18/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/16/2003 - 04/18/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
10/09/2003 - 11/21/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/09/2003 - 11/21/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 10/26/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/2010
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/21/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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