Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Steven Vandeburgt is a financial advisor registered with Wells Fargo Clearing Services, LLC. Mark has been in the financial services industry since 1998 and has held previous positions at WELLS FARGO INVESTMENTS, LLC, WM FINANCIAL SERVICES, INC., SALOMON SMITH BARNEY INC. and PAINEWEBBER INCORPORATED. Mark Steven Vandeburgt is licensed to provide investment advisory services in California and Texas. Mark is also registered with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/18/2020 - Present
Wells Fargo Clearing Services, LLC (WESTLAKE VILLAGE CA)
CA
03/18/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (WESTLAKE VILLAGE CA)
CA
08/08/2002 - 03/07/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
01/12/2001 - 08/14/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
10/15/1998 - 02/05/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 11/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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