Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Steven Stickel is a financial advisor who has been in the industry since 1980. Mark is currently registered with Cambridge Investment Research, Inc. and has offices in Petaluma, CA and Hampstead, NC. Mark has a broad background in the financial services industry having been previously registered with Cantella & Co., Inc., Berman and Stickel Incorporated, Grigsby, Brandford & Co., Inc., Bear, Stearns & Co. Inc., B.O.C.L. Securities Corp., Morgan, Olmstead, Kennedy & Gardner, Incorporated, and California Municipal Investors, Inc. Mark has passed several exams including Series 63, Series 53, Series 24, SIE, Series 7, and Series 52. Mark is registered in 13 states, including Arizona, California, Colorado, Georgia, Nevada, New Mexico, New York, North Carolina, Oregon, Pennsylvania, Texas, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/09/2022 - Present
Cambridge Investment Research, Inc. (PETALUMA CA)
CA
04/05/1993 - 12/09/2022
CANTELLA & CO., INC. (PETALUMA CA)
CA
01/04/1988 - 03/06/1993
BERMAN AND STICKEL INCORPORATED (SAN FRANCISCO CA)
NA
11/03/1987 - 01/12/1988
GRIGSBY, BRANDFORD & CO., INC.
NA
12/16/1985 - 10/12/1987
BEAR, STEARNS & CO. INC.
NA
06/14/1985 - 12/23/1985
B.O.C.L. SECURITIES CORP.
NA
05/17/1983 - 03/19/1985
MORGAN, OLMSTEAD, KENNEDY & GARDNER, INCORPORATED
NA
08/01/1980 - 07/07/1983
CALIFORNIA MUNICIPAL INVESTORS, INC.
BC
Issued 05/09/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/31/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
BC
Issued 07/19/1980
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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