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Mark Steven Scott

Northwestern Mutual Investment Services, LLC

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About Mark Steven Scott

Mark Scott is a financial advisor with Northwestern Mutual Investment Services, LLC. Mark has been in the financial services industry since January 2000. Mark is registered with the state of Tennessee and is a registered representative of Northwestern Mutual Investment Services, LLC. Mark has a Series 7, Series 63, and Series 65 licenses. Mark has earned his Series 66, a combined license, and his SIE, Securities Industry Essentials Examination.

Firm Information

Mark Scott is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Mark Scott’s Registration & Firm History

TN

04/01/2004 - Present

Northwestern Mutual Investment Services, LLC (MEMPHIS TN)

TN

04/01/2002 - 01/22/2003

LUKEN INVESTMENT GROUP, INC. (NASHVILLE TN)

NY

10/06/2000 - 04/01/2002

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

08/09/2000 - 10/19/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

01/02/2000 - 08/10/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/07/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/07/2000

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/30/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Steven Scott.
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