Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Steven Marcon is a financial advisor at Robert W. Baird & Co. Inc. Mark has been in the industry since August 27, 1997. Mark is registered with FINRA and is licensed in 18 states. Mark is a Series 7, 63, 87, and SIE licensed professional. Prior to joining Robert W. Baird & Co. Inc., Mark was employed at Wachovia Capital Markets, LLC in Charlotte, NC, Wachovia Securities, LLC in St. Louis, MO, First Union Capital Markets Corp in Charlotte, NC, and Cleary Gull Reiland & McDevitt Inc. in Milwaukee, WI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
03/23/2005 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
NC
07/01/2003 - 03/08/2005
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
10/01/1999 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
08/06/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
WI
06/06/1997 - 05/28/1998
CLEARY GULL REILAND & MCDEVITT INC. (MILWAUKEE WI)
BC
Issued 03/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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