Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Steven Kritzer is a financial advisor with over 30 years of experience in the industry. Mark is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Mark has also held previous positions at several other firms, including Morgan Stanley, Wells Fargo Advisors, LLC, Prudential Securities Incorporated, Salomon Smith Barney Inc., PaineWebber Incorporated, Carillon Investments, Inc., and Mutual Trust Co. of America Securities. Mark holds Series 7, Series 31, Series 63, and Series 65 licenses. Mark specializes in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/01/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (AUSTIN TX)
CA
04/16/2010 - 05/15/2015
MORGAN STANLEY (WESTLAKE VILLAGE CA)
CA
07/01/2003 - 04/20/2010
WELLS FARGO ADVISORS, LLC (WOODLAND HILLS CA)
NY
01/12/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/29/1996 - 01/13/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
07/03/1991 - 08/21/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
OH
02/06/1991 - 07/03/1991
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
FL
06/13/1990 - 10/12/1990
MUTUAL TRUST CO. OF AMERICA SECURITIES (ST. PETERSBURG FL)
NA
01/24/1990 - 01/24/1990
NG SECURITIES, CORP.
IA
Issued 03/23/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mark Kritzer is the right advisor for you? Invested Better is here to help.
