Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Steven Kaufman is a financial advisor with Cambridge Investment Research Advisors, Inc. based in Midland, Texas. Mark has been in the financial services industry since 2014. Mark is registered with the state of Texas and has a Series 66, Series 7 and SIE. Mark is also the owner of MWA Financial Group and has been with Cambridge Investment Research, Inc. since 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
06/26/2018 - Present
Cambridge Investment Research Advisors, Inc. (Midland TX)
TX
05/03/2016 - 06/19/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIDLAND TX)
CO
10/21/2015 - 04/08/2016
VALIC FINANCIAL ADVISORS, INC. (LAKEWOOD CO)
TX
03/10/2014 - 09/03/2015
CAMBRIDGE INVESTMENT RESEARCH, INC. (MIDLAND TX)
BOTH
Issued 05/19/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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