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Mark Steven Hootnick

Solomon Partners Securities, LLC

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About Mark Steven Hootnick

Mark Hootnick is a financial advisor with Solomon Partners Securities, LLC. Mark has been in the industry since January 6, 1999. Mark has a Series 7, 24, 63, 79TO and SIE license. Mark is registered with the state of New York. Mark was previously registered with Millco Advisors, LP, Moelis & Company LLC, Broadpoint Capital, Inc., Imperial Capital, LLC, Greenhill & Co., LLC, Miller Buckfire Ying & Co., LLC, and Dresdner Kleinwort Wasserstein, Inc.

Firm Information

Mark Hootnick is currently registered with Solomon Partners Securities, LLC. Solomon Partners Securities, LLC is a Limited Liability Company formed in September 2006. The firm is registered with the Securities and Exchange Commission and holds state registrations in 33 states, including Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nevada, New Jersey, New York, Ohio, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Utah, Virginia, Washington, and Wyoming.

Not reported

Assets Under Management

Not reported

Total Clients

60

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Hootnick’s Registration & Firm History

NY

09/04/2018 - Present

Solomon Partners Securities, LLC (NEW YORK NY)

NY

10/16/2015 - 06/14/2018

MILLCO ADVISORS, LP (NEW YORK NY)

NY

03/06/2009 - 10/02/2015

MOELIS & COMPANY LLC (NEW YORK NY)

NY

04/28/2008 - 02/19/2009

BROADPOINT CAPITAL, INC. (NEW YORK NY)

NY

04/17/2007 - 05/15/2008

IMPERIAL CAPITAL, LLC (NEW YORK NY)

NY

05/10/2005 - 04/03/2007

GREENHILL & CO., LLC (NEW YORK NY)

NY

07/26/2002 - 04/28/2005

MILLER BUCKFIRE YING & CO., LLC (NEW YORK NY)

NY

08/20/1998 - 07/17/2002

DRESDNER KLEINWORT WASSERSTEIN, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/01/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/09/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Steven Hootnick.
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