Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Steven Holt is a financial advisor with The Leaders Group, Inc. Mark has been in the financial services industry since 1987. Mark has a Series 7, Series 63 and SIE licenses. Mark is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
06/12/2013 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
05/21/2010 - 06/13/2013
PRINCOR FINANCIAL SERVICES CORPORATION (HUNTINGTON NY)
NY
12/20/2005 - 03/08/2010
MML INVESTORS SERVICES, INC. (SYOSSET NY)
GA
09/07/2001 - 11/10/2005
FSC SECURITIES CORPORATION (ATLANTA GA)
FL
07/18/2000 - 02/05/2001
PATAGON.COM SECURITIES CORP. (MIAMI BEACH FL)
NJ
04/06/2000 - 07/11/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/28/1998 - 12/07/1999
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
NY
05/27/1986 - 01/30/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/12/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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