Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Steven Hayek is an investment advisor with over 40 years of experience in the financial services industry. Mark is a registered representative of LPL Financial LLC and currently holds licenses in over a dozen states. Mark has previously worked at Wunderlich Securities, Inc. and Prudential Securities Incorporated. Mark’s certifications include Certified Financial Planner. Mark offers a wide range of financial services including financial planning, portfolio management, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/03/2015 - Present
LPL Financial LLC (ST. LOUIS MO)
MO
05/16/2002 - 11/02/2015
WUNDERLICH SECURITIES, INC. (ST. LOUIS MO)
NY
12/02/1981 - 05/22/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
07/31/1981 - 11/09/1981
STIX & CO., INC.
IA
Issued 10/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2002
Series 15 - Foreign Currency Options Examination
BC
Issued 07/18/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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