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Mark Steven Grunwald

Safra Securities LLC

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About Mark Steven Grunwald

Mark Steven Grunwald is a registered representative with Safra Securities LLC. Mark has been in the securities industry since October 11, 2000. Mark is registered in New Jersey, New York, and Texas. Mark is also a General Securities Principal. Mark holds the following securities licenses: Series 7, Series 24, Series 63, Series 79, and SIE. Mark has been associated with Safra Securities LLC since October 12, 2000.

Firm Information

Mark Grunwald is currently registered with Safra Securities LLC. Safra Securities LLC, a Limited Liability Company formed in 2009, is registered with the SEC and in 42 states. The firm has been involved in 2 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Grunwald’s Registration & Firm History

NY

10/12/2000 - Present

Safra Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/15/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/26/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Mark Steven Grunwald.
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